1st Edition

Rotor Systems Analysis and Identification

By Rajiv Tiwari Copyright 2018
    1092 Pages 45 Color & 740 B/W Illustrations
    by CRC Press

    1092 Pages 45 Color & 740 B/W Illustrations
    by CRC Press

    The purpose of this book is to give a basic understanding of rotor dynamics phenomena with the help of simple rotor models and subsequently, the modern analysis methods for real life rotor systems. This background will be helpful in the identification of rotor-bearing system parameters and its use in futuristic model-based condition monitoring and, fault diagnostics and prognostics. The book starts with introductory material for finite element methods and moves to linear and non-linear vibrations, continuous systems, vibration measurement techniques, signal processing and error analysis, general identification techniques in engineering systems, and MATLAB analysis of simple rotors.

    Key Features:

    • Covers both transfer matrix methods (TMM) and finite element methods (FEM)

    • Discusses transverse and torsional vibrations

    • Includes worked examples with simplicity of mathematical background and a modern numerical method approach

    • Explores the concepts of instability analysis and dynamic balancing

    • Provides a basic understanding of rotor dynamics phenomena with the help of simple rotor models including modern analysis methods for real life rotor systems.

    CHAPTER 1 A BRIEF HISTORY OF ROTOR DYNAMICS AND RECENT TRENDS

    1.1 From the Rankine to Jeffcott Rotor Models

    1.2 Rotor Dynamics Phenomena Studies from Stodola to Lund

    1.3 Development of Rotor Dynamics Analysis Tools

    1.4 Software for Rotor Dynamics Analysis

    1.5 Dynamic Balancing of Rotors

    1.6 Condition Monitoring of Rotating Machineries

    1.7 Conferences on Rotordynamics

    1.8 Concluding Remarks

    Exercise Problems

    References

     

    CHAPTER 2

    ANALYSIS OF SIMPLE ROTOR SYSTEMS

    2.1 Single-DOF Undamped Rotor Model

    2.2 A Single-DOF Damped Rotor Model

    2.3 Rankine Rotor Model

    2.4 Jeffcott Rotor Model

    2.5 A Jeffcott Rotor Model with an Offset Disc

    2.6 Suppression of Critical Speeds

    Concluding Remarks

    Exercise Problems

    References

     

     

    CHAPTER 3

    ROTORDYNAMIC PARAMETERS OF BEARINGS, SEALS AND DAMPERS

    3.1 Rolling Element Bearings

    3.2 Hydrodynamic Fluid-Lubricated Journal Bearings

    3.3 Dynamic Seals

    3.4 Squeeze-Film Dampers

    Concluding remarks

    Exercise Problems

    References

     

    CHAPTER 4

    TRANSVERSE VIBRATIONS-II: SIMPLE ROTOR-BEARING-FOUNDATION SYSTEMS

    4.1 Symmetrical Long Rigid Shaft on Flexible Anisotropic Bearings

    4.2 A Symmetrical Long Rigid Shaft on Anisotropic Bearings

    4.3 A Symmetrical Flexible Shaft on Anisotropic Bearings

    4.4 A Rotor on Flexible Bearings and Foundations

    4.5 A Turbine-Coupling-Generator Rotor on Flexible Bearings

    Concluding Remarks

    Exercise Problems

    References

    5. TRANSVERSE VIBRATIONS-III: SIMPLE ROTOR SYSTEMS WITH GYROSCOPIC EFFECTS

    5.1 Angular Momentum

    5.2 Gyroscopic Moments in Rotating Systems

    5.3 Synchronous Motion of Rotors

    5.4 Asynchronous Rotational Motion of Rotor System

    5.5 Asynchronous General Motion of Rotor Systems

    5.6 Gyroscopic Effects by the Dynamics Approach

    5.7 Analysis of Gyroscopic effects with Energy Methods

    5.8 Pure Transverse Rotational Vibrations of a Jeffcott Rotor Model with Moment Unbalance

    Concluding Remarks

    Exercise Problems

    References

     

    CHAPTER 6

    TORSIONAL VIBRATIONS OF ROTORS-I: THE DIRECT AND TRANSFER MATRIX METHODS

    6.1 A Simple Torsional Rotor System with a Single Disc

    6.2 A Two-Disc Torsional Rotor System

    6.3 A Two-Disc Torsional Rotor System with a Stepped Shaft

    6.4 Three-Disc Torsional Rotor System

    6.5 Transfer Matrix Methods

    6.6 Simple Geared Rotor Systems

    6.7 TMM for Branched Gear Systems

    6.8 TMM for Damped Torsional Vibrations

    6.9 Modelling of Reciprocating Machine Systems

    Concluding remarks

    Exercise Problems

    References

    7 TORSIONAL VIBRATIONS OF ROTORS-II:

    THE CONTINUOUS SYSTEM AND FINITE ELEMENT METHODS

    7.1 Torsional Vibrations of Continuous Shaft Systems

    7.2 Applications of Finite Element Methods

    7.3 Development of the Finite Element for a Simple Gear-pair

    Concluding Remarks

    Exercise Problems

    References

    8 TRANSVERSE VIBRATIONS-IV: MULTI-DOFs ROTOR SYSTEMS

    8.1 Influence Coefficient Method

    8.2 Transfer Matrix Method

    8.3 Dunkerley’s Formula

    Concluding Remarks

    Exercise Problems

    Figure 8.8

    References

     

    9 CONTINUOUS AND FINITE ELEMENT TRANSVERSE VIBRATION ANALYSES OF SIMPLE ROTOR SYSTEMS

    9.1 Governing Equations in Continuous Systems

    9.2 Natural Frequencies and Mode Shapes

    9.3 Forced Vibrations

    9.4 A Brief Review on Application of FEM in Rotor-Bearing Systems

    9.5 A Finite Element Formulation

    9.6 Proportional Damping

    9.7 The Static and Dynamic Reductions

    Concluding Remarks

    Exercises

    References

    10. TRANSVERSE VIBRATIONS-VI: FINITE ELEMENT ANALYSIS OF ROTORS WITH GYROSCOPIC EFFECTS

    10.1 Rotor Systems with a Single Rigid-Disc

    10.2 Timoshenko Beam Theory

    10.3 Finite Element Formulations of the Timoshenko Beam

    10.4 Whirling of Timoshenko Shafts

    Concluding Remarks

    Appendix 10A Timoshenko Beam Model

    Appendix 10B Rotating Timoshenko Beam Model

    Exercise Problems

    References

     

     

    11. INSTABILITY IN ROTATING MACHINES

    11.1 Self Excited Vibrations

    11.2 Phenomenon of the Oil-Whirl

    11.3 Stability Analysis using Linearized Stiffness and Damping Coefficients

    11.4 Instability Analysis with Fluid-Film Non-Linearity

    11.5 Phenomenon of the Oil-Whip

    11.6 Internal Damping in Rotors

    11.7 Effect of Rotor Polar Asymmetry

    11.8 An Asymmetric Rotor with Uniformly Distributed Mass

    11.9 System with Variable or Nonlinear Characteristics

    11.10 Sub-Critical Vibrations of a Jeffcott Rotor

    11.11 Stream Whirl Instability

    11.12 Instability due to Rotary Seals

    11.13 Non-linear Equations of Motion of the Jeffcott Rotor (Run-up and run-down)

    Concluding Remarks

    Exercise Problems

    References

     

    12. INSTABILITY OF MULTI-DOF ROTORS MOUNTED ON FLEXIBLE BEARINGS

    12.1 Rotors Mounted on Flexible Bearings

    Coupling

    Concluding Remarks

    References

    Exercise Problems

     

    13. DYNAMIC BALANCING OF ROTORS

    13.1 Unbalances in the Rigid and Flexible Rotors

    13.2 Principles of the Rigid Rotor Balancing

    13.3 Balancing of Practical Rigid Rotor

    13.4 Balancing of Flexible Rotors

    Concluding Remarks

    Exercise Problems

    References

     

    14. EXPERIMENTAL ESTIMATION OF DYNAMIC PARAMETERS OF BEARINGS, DAMPERS AND SEALS

    14.1 Past Reviews and Surveys on Dynamic Parameters of Bearings

    14.2 Hypothesis of Bearing Descriptions and its Basic Concepts

    14.3 General Description of the Dynamic System Identification

    14.4 Static Load Procedure

    14.5 Methods Using Dynamic Loads

    14.6 Derivation of a Unified Estimation Procedure in Linear Rotor-Bearing Systems

    14.7 Estimation with the Help of Electromagnetic Exciters

    14.8 Application of Unbalance Forces

    14.9 Transient Methods

    14.10 Output-Only Estimation Methods

    14.11 Procedures for Estimation of Dynamic Parameter of Seals

    14.12 Concurrent Estimation of Residual Unbalances and Bearing Dynamic Parameters

    Concluding Remarks

    Exercise Problems

    References

     

    15. MEASUREMENTS IN ROTATING MACHINERIES

    15.1 Features of Measuring Units

    15.2 Uncertainty Analysis of Estimated Parameters

    15.3 Transducers

    15.4 Signal Conditioning and Analysis Equipments

    15.5 Vibration Exciter Systems

    15.6 Sound Measurements

    Final Remarks

    Exercise Problems

    16. SIGNAL PROCESSING IN ROTATING MACHINERIES

    16.1 Visual Presentation of Vibration Measurements

    16.2 Errors in Vibration Acquisitions

    16.3 Basic Concepts of Fourier Series

    16.4 Basics of Fourier Transform and Fourier Integral

    16.5 Basics of the Discrete Fourier Transform

    16.6 Basics of the Fast Fourier Transform

    16.7 Leakage Error and its Remedial

    16.8 Full-Spectrum and its Applications to Rotor Vibration Analysis

    16.9 Statistical Properties of Random Discrete Signals

    16.10 Vibration Signal Conditioning

    Final Remarks

    Exercise Problems

    17. VIBRATION BASED CONDITION MONITORING IN ROTATING MACHINERIES

    17.1 Unbalances in Rotor Systems

    17.2 Shaft Bow or Thermal Bow

    17.3 Misalignment

    17.4 Rubs

    17.5 Slackness of Rotor Elements

    17.6 Shaft Flaws

    17.7 Rolling Bearing Defects

    17.8 Faults in Gears

    17.9 Faults in Centrifugal Pumps

    17.10 Faults in Induction Motors

    Fault Signature of Induction Motor

    Final Remarks

    Exercise Problem

    References

     

     

    18 ROTOR SYSTEMS WITH ACTIVE MAGNETIC BEARINGS

    18.1 Introduction

    18.2 Literature Survey on Design and Analysis of AMBs

    18.3 Basics of Active Magnetic Bearings

    18.4 Block Diagrams and Transfer Functions

    18.5 Tuning of the Controller Parameters

    18.6 A Single-DOF Rotor System 4

    18.7 Two-DOF Rotor Systems

    18.8 Four-DOFs Rigid-Rotor Flexible-Bearing Systems

    18.8.1 Rotor System Model

    18.9 Flexible Rotor-Bearing Systems

    General Remarks

    Exercise Problems

    REFERENCES

    Biography

    Dr. Rajiv Tiwari was born in 1967 at Raipur in Madhya Pradesh. India. He graduated in B.E. in 1988 (Mechanical Engineering) from Ravishankar University, Raipur and M. Tech. (Mechanical Engineering) in 1991 and Ph. D. (Mechanical Engineering) in 1997 from Indian Institute of Technology (IIT) Kanpur, India.

    He started his career as Lecturer in 1996 at Regional Engineering College, Hamirpur (Himachal Pradesh), India and worked for one year. From beginning of 1997, he joined Indian Institute of Technology Guwahati as Assistant Professor in the Department of Mechanical Engineering. He worked as Research Officer at University of Wales, Swansea, UK for one year in 2001 on deputation. He was elevated to Associate Professor in 2002 and to Professor in 2007 at IIT Guwahati. He was the Head of the Center of Educational Technology and Institute Coordinator of the National Programme on Technology Enhanced Learning (NPTEL) during 2005 to 2009, and the National Coordinator of the Quality Improvement Programme (QIP) for engineering college teachers during 2003-2009.

    He has been deeply involved in research area of Rotor Dynamics (i.e. especially on Identification of mechanical system parameters, e.g. the bearings, seals and rotor crack dynamic parameters, Fault diagnosis of machine components like bearings, gears, pumps, and induction motor and application of active magnetic bearings in condition monitoring of rotating machinery). His research area also includes rolling element bearing design and analysis for high-speed applications. He has completed three projects from Aeronautical Research & Development Board (ARDB), India on these topics. He has been offering consultancy for last several years to Indian industries like Indian Space Research Organisation (ISRO), Trivendrum; Combat Vehicle R&D Establish (CVRDE) Chennai; Tata Bearings, Kharagpur; apart from other local industries in the northeast of India. One of the European power industries the Skoda Power, Czech Republic has also taken consultancy of seal dynamic parameter estimation for steam turbine applications.

    Dr. Tiwari has been author of over 130 Journal and Conference papers. He has guided Thirty Eight M. Tech. students and has guided Seven Ph.D. students and Eight more are pursuing their research at present.

    He has organized successfully a national level Symposium on Rotor Dynamics (NSRD-2003), four short term courses on Rotor Dynamics (2004, 2005, 2008, 2015) and National Workshop on Use and Deployment of Web and Video Courses for Enriching Engineering Education (2007) at IIT Guwahati, India. He has jointly organized an International Conference on Vibration Problems ICOVP 2015 at IIT Guwahati. He has developed two web and video based course under NPTEL (i) Mechanical Vibration and (ii) Rotor Dynamics, and under MHRD sponsored Virtual lab on Mechanical Vibration Virtual Lab.