1st Edition

A Practical Guide to Quality Management in Clinical Trial Research

By Graham Ogg Copyright 2006
    228 Pages 5 B/W Illustrations
    by CRC Press

    Setting up a GXP environment where none existed previously is a very daunting task. Getting staff to write down what they do for every task is a correspondingly difficult and time-consuming exercise. Examining how to maintain quality control in clinical trial research, A Practical Guide to Quality Management in Clinical Trial Research provides a cornerstone of knowledge for establishing a quality system that complies with the relevant regulations. There are many books available that cover how to interpret regulations. Going a step or two further, this book provides practical advice that is useful on a daily basis.

    The book contains information for various standards including GLPs, GCPs, and GMPs. It gives detailed explanations of how to prepare, update, and maintain SOPs and includes advice on training and development of personnel. Drawing directly on his years of experience, the author delineates a from-the-trenches methodology that creates a value-added quality management system from a business perspective. He provides a solid foundation as well as tips and techniques for establishing a quality system that will comply with all the relevant regulations. The author's integrated approach and anecdotal style turns technically accurate information into easy reading. The book arms you with tools and concepts that you can use to go beyond regulatory compliance and move into the realm of business quality improvement.

    IN THE BEGINNING THERE WAS GLP
    Staff Perception of QA
    Qualities of a Quality Professional
    Training the Quality Professional
    Regulatory Requirements
    A Workable Quality System (Pseudo-GLP)
    Application of GLP Principles to Phase-I Clinical Trials
    Archive Considerations
    SOP and Design
    Laboratory Method Operating Procedures (MOPs)
    Preambles for SOPs
    Achieving the Purpose of SOP
    Building a Quality Assurance System
    Quality Control within Quality Assurance

    BEFORE GCP
    External Suppliers
    Staffing Issues: Meeting the Needs
    Quality System Evolution
    Clinical Equipment
    Ethical Permission to Carry Out a Study
    Clinical Protocol Audits
    Control of Test Substances
    Volunteer Issues
    After GCP
    Problems with Nomenclature and Pan-European Consensus
    Test Substances: Controls and Comparators
    Investigational Medicinal Products (IMP) and Good Manufacturing Practice (GMP)
    Other GMP Considerations
    Support Services: What Standard?
    Ethics Committees (IRB) and GCP
    SOPs in the Clinical Area
    Planned SOP Deviations
    Data Protection Act (1988, U.K.) and Freedom of Information Act
    (2000, U.K.)
    Information Security
    Standardized Reports: Regulatory Submissions
    Archived Data Disposal
    Organization's Policy on Fraud

    TRAINING IN THE REGULATED ENVIRONMENT
    Training of Laboratory Staff
    Laboratory-Based Nonscientific Staff
    Training in Data Management
    Training of QA Staff
    Training for Archivists
    Training of Medical, Nursing, and Technical Staff
    Training for Medical Staff
    Different Training (Learning) Methods for Different Areas?
    Assessment of Training Effectiveness - How?
    QA Inspection Points

    COMPUTING IN THE REGULATED ENVIRONMENT
    Before 21 CFR Part 11
    IT Systems in Organizations
    Validation of Computing Systems
    After 21 CFR Part 11
    21 CFR 11 - Key Elements
    Electronic Records and Signatures
    Electronic Signatures
    Assistance with Validation and Risk Assessment
    Electronic SOPs (E-SOPs) vs. Paper SOPs
    E-Archives
    Server Backup Considerations
    A Suggested Tape Backup/Archive Routine (With 22 Tapes for an Annual System)
    E-Mail in the Regulated Environment
    E-Mail Security
    E-Transfer of Documents and Signatures
    Digital Signatures in Documents
    QA and User Authentication to Computer Systems
    Problem 1
    Definitions of Biometrics
    Problem 2
    IT Security Considerations
    Internal Security
    External Security

    QA ACTIVITY
    When Do You Carry Out an Inspection?
    How Often Do You Inspect?
    What Records Should QA Keep?
    Checklist of Various Items in a Clinical Inspection
    Clinical Inspection Procedure
    Long-Term Projects: Data Review Procedures
    Archive Inspection
    Personal Research Projects (Non-GxP)
    CVs and Training Records
    Job Descriptions
    Carrying Out External Audits
    Approval Process Smooth QA Operations
    Quality Metrics
    QA Reporting
    Report Audit Procedures
    QA Record Keeping

    BEYOND COMPLIANCE
    Other Quality Systems: A Brief History
    Quality Control vs. Quality Assurance

    BUSINESS IMPROVEMENT
    Managing Quality
    Responsibilities: QA and Management
    Protocols, Contracts, and Quality
    Total Quality Management
    System Inspection: A Change in Viewpoint
    Medics and Management
    IT to the Rescue?
    e-Archives
    The IT Infrastructure Option: The Works
    Problems with Electronic Systems
    Asset Management: Staff
    The QP: An Asset or Liability?
    Business Continuity
    Possible Business Continuity Plan
    So You Think You Have a Good Quality System?
    How Does the Baldridge System Work?

    A SUMMARY
    Defining Your QA Person
    Defining Your Quality System
    Academic Studies
    Sponsor Audit Preparation
    The Site Master File/Dossier
    Auditor/Inspector Interview
    U.K. GCP Regulatory Inspections
    Developing Your Systems
    End Note

    Information Resources and Acronyms
    Index

    Biography

    Graham Ogg

    "…provides the reader with a pragmatic approach to the principles governing accepted methodologies within the working environment and provides some useful examples of these interpretational differences across industry."
    -Quasar

    "…provides a solid foundation as well as tips and techniques for establishing a quality system that will comply with all the relevant regulations."
    --Anticancer Research