1st Edition

Investor Financing of Independent Film A Guide for Producers, Attorneys and Film School Lecturers

By John W. Cones Copyright 2024
182 Pages
by Focal Press

182 Pages
by Focal Press

182 Pages
by Focal Press

This book explains how to comply with the federal and states securities regulations when seeking to raise money from private investors for the development, production and/or distribution of a feature or documentary film. Drawing from the experience and expertise of a securities and entertainment attorney who has worked with independent filmmakers for 30 plus years, this resource explores... Read more

1. True Hollywood Stories

2. Securities Law Enforcement

3. Overview of Film Finance

4. Pre-Offering Considerations

5. Fitting Investor Financing into a Film Finance Plan

6. Business Plan or Securities Disclosure Document

7. The Three Forms of Documentation for Film Financiers

8. Contingent Promissory Notes as a Film Finance Method

9. The SEC’s Regulation D, Rule 506(b) Exemption

10. The SEC’s Regulation D, Rule 506(c) Exemption

11. The Federal Equity Crowdfunding Law

12. Disclosure and the SEC’s Anti-Fraud Rule

13. Box Office Comparables and Financial Projections

14. Investment Vehicles

15. Selling Independent Film Offerings

16. Investor Tax Incentives

17. Notice Filings

Biography

John W. Cones is a securities/entertainment attorney who has worked with hundreds of independent film producers throughout the U.S. for the past 30 years, helping them comply with the federal and state securities laws. Mr. Cones’ work has resulted in the production of 63 investor-financed independent feature and documentary films. He also has written 18 books and 35 articles about film finance and the film industry.