1st Edition
Banking and Effective Capital Regulation in Practice A Leadership Perspective
List of Tables
List of Figures
Preface
Acknowledgements
About the Author
Outline of Chapters
Part 1: Mega Banks Significant Losses
Chapter 1: Losses of Mega Banks and Economic Impact
Chapter 2: Bank Managers Practices and Significant Losses
Chapter 3: Risky Management Practices and Principal Theory
Chapter 4: Risky Management Practices and Goal Theory
Chapter 5: OCEG Standards
Part 2: Government Regulations and Compliance Environment
Chapter 6: Dodd-Frank Bill 2010 and Regulatory Environment
Chapter 7: Risk Management Efforts and Excessive Risk Taking
Chapter 8: Governance and Monetary Policy
Chapter 9: CCAR and DFAST Testing
Chapter 10: Bank Manager’s Failed CCAR and DFAST Efforts
Part 3: Bank Leadership Consensus on Capital Regulation Practices
Chapter 11: Understanding Capital Regulation Challenges
Chapter 12: Risk Appetite, Capital Structure, Stress Test and Governance
Chapter 13: Risky Identification and Communication
Chapter 14: Timely Reporting
Chapter 15: Assurance Functions
Chapter 16: Compliance Analytics
Chapter 17: Comprehensive Risk Management Framework
References
Appendix A: First Round Questionnaire
Index
Biography
Sophia Velez has over 16 years of experience as a Certified Public Accountant (CPA), providing consulting services to large banks.
