1st Edition
Citizens' Financial Futures Regulation of Retail Investment Financial Services in Britain
By Michael Clarke
Copyright 1999
226 Pages
by
Routledge
226 Pages
by
Routledge
226 Pages
by
Routledge
Also available as eBook on:
Published in 1999, this is a review of recent changes in the regulation of retail financial investment services and products, notably the creation of the Personal Investment Authority and the continuing roles of the Office of Fair Trading and the Securities and Investments Board. The attempt to establish new regulatory standards in the wake of the personal pensions mis-selling and other scandals... Read more
1. The Problem 2. The Foundation of the New Regularity Regime: Failure to Achieve Control 3. Market Changes and Customer Abuse 4. The Road to the PIA 5. The Training and Competence of Financial Advisers 6. Investors 7. Conclusion
Biography
Clarke, Michael
