1st Edition

Earthworks Theory to Practice - Design and Construction

By Burt G. Look Copyright 2023
610 Pages 473 Color Illustrations
by CRC Press

610 Pages 473 Color Illustrations
by CRC Press

Case studies are used to show how theory is applied in practice. In the design and construction process, various models are used – geotechnical, laboratory, analytical, delivery, and economic models as the project is developed from planning to construction. This book explores the use and limitations of these earthwork models to be understood and appropriately applied. This book evolved from an... Read more

Chapter 1 – Introduction 
1.1. Introduction 
1.2. Why an Earthworks book 
1.3. A short history of earthworks 
1.4. Ground models 
Geological model 
Geotechnical model 
Earthworks model 
1.5. Earthworks cost 
1.6. The business of geotechnical engineering 
1.7. Case study - Geological model for a deep basement excavation 
1.8. Summary 
Chapter 2 – Site Investigation 
2.1. Influence of the ground 
2.2. Planning and staging of a site investigation 
Depth of site investigation 
Extent of investigation 
Sampling 
2.3. Field work of site investigation 
Deep investigation 
Shallow investigation and subgrade assessment 
2.4. Testing variation 
Shallow foundations 
Deep foundations 
Counting blows 
Energy transfer 
N-value to strength varies with geology 
High and low SPT values 
2.5. Case study 1 – No geotechnical investigation 
2.6. Case study 2 – Auger and cored drilling 
2.7. Summary 
Chapter 3 – Site Safety 
3.1. Site safety awareness 
3.2. Failure of trenches 
Temporary supports and slopes 
3.3. General safety considerations 
3.4. Operating plant 
3.5. Safe work method statement 
3.6. Case study 1 – Sink hole failure from pile installation 
3.7. Case study 2 – Incorrect as-constructed services drawings 
3.8. Case study 3 – Slope failure 
3.9. Summary 
Chapter 4 – Phase Relationships and Soil Classification 
4.1. Soil elements and classification 
4.2. Phase definitions 
4.3. Soil types 
Water retention 
4.4. Soil classification 
Gradings 
Atterberg limits 
4.5. Engineering use chart 
4.6. Case study – Gradings pre and post compaction 
4.7. Summary 
Chapter 5 – Theory of Compaction 
5.1. Introduction 
5.2. Mechanics of densification 
Theory of compaction 
Compactive effort 
Compaction curves for different materials 
5.3. Strength from compaction 
5.4. Sample preparation 
5.5. Field vs laboratory compaction 
Oversize correction 
5.6. CBR test 
5.7. Compactor performance in the field 
5.8. Case Study 1 – Importance of curing times 
5.9. Case Study 2 – Representative sampling 
5.10. Summary 
Chapter 6 – Soil and Rock Strength 
6.1. Introduction to soil and rock types 
6.2. Rock types 
6.3. Soil types 
6.4. Types of soil strength 
Critical strength 
Residual strength 
Compaction induced strength 
6.5. Classification of clay strength 
6.6. Classification of strength of granular soils 
Standard penetration test 
Dynamic cone penetration test 
Cone penetration test 
6.7. California bearing ratio 
Interaction with underlying layer 
Laboratory vs field conditions 
CBR soaking 
CBR from DCP test 
6.8. Various methods of subgrade investigation 
Plate load test 
Dynamic cone penetrometer to estimate modulus 
LFWD to estimate modulus 
6.9. Rock properties 
Rock weathering 
Rock strength 
Rock modulus 
6.10. Degradable materials 
6.11. Case study 1 – CBR subgrade assessment 
6.12. Case study 2 – SPT field values 
6.13. Summary 
Chapter 7– The Compaction Process 
7.1. Prequel to compaction 
7.2. Principles of compaction equipment 
Number of passes and lift thickness 
Travel speed 
7.3. Targeted moisture content 
Water required for compaction 
7.4. Productivity of compaction plant 
7.5. Influence depth 
7.6. Compaction equipment 
Small-sized equipment 
Large-sized equipment 
Impact compaction 
7.7. Deep compaction 
7.8. Case study 1 – Targeted field moisture ratios 
7.10. Case study 3 – Effect of roller type: Dynamic force monitoring 
7.11. Summary 
Chapter 8 – Excavations and Bulking 
8.1. Introduction 
8.2. Definition of rock in contract documents 
8.3. Excavation equipment 
8.4. Open excavation assessment 
Excavation assessment based on rock mass rating 
Excavation assessment based on seismic wave velocities 
Excavation assessment based on various ratings 
Excavation assessment based on production rates 
8.5. Equipment balance 
Plant output 
8.6. Confined space excavation assessment 
Diggability index 
Trench, shaft, and tunnel excavations in rock 
8.7. Bulking factors 
8.8. Case study 1 – Unit weight of excavated material placed as fill 
8.9. Case study 2 – Variation of material through a cutting 
8.10. Summary 
Chapter 9 – Slope Stability in Cuttings and Embankments 
9.1. Introduction 
9.2. Causes of slope failure 
9.3. Quantitative risk analysis 
Landslides as compared with other hazard events 
The perception of risk 
Case study of landslides with varying consequences 
9.4. Factors of safety 
Factors of safety for new slopes 
Factors of safety for existing slopes 
Factors of safety based on consequences class 
Factors of safety for dam walls 
9.5. Typical slopes for cuttings and embankments 
Rock slopes 
Rock cut stabilisation measures 
9.6. Soil erodibility 
Erodibility hierarchy 
Erosion control 
Benching of slopes 
9.7. Case study 1 - Mechanisms of landslide failures 
9.8. Case study 2 - Riverbank failure 
9.9. Case study 3 – Landslide zonation by GIS analysis 
9.10. Summary 
Chapter 10 – Expansive Soils 
10.1. Introduction 
Pavement design and distress 
10.2. Cost of damage 
10.3. Mechanical damage from tree roots 
10.4. Volume change behaviour 
Index tests 
Embankments and cuttings 
10.5. Calculation of movement using the shrink – swell index 
10.6. Weighted plasticity index (WPI) for residual soils 
WPI = PI x % passing the 425-micron sieve 
10.7. Soil suction and saturation 
10.8. Relationship of WPI with CBR test 
10.9. Compaction 
10.10. Design CBR 
10.11. Equilibrium moisture content compaction 
Index parameters which indicate the seasonal changes 
10.12. Swell pressure tests for assessment of stable zone 
10.13. Zonal use of expansive clay 
10.14. Effect of trees on ground movement 
10.15. Case study 1 – Long-term monitoring of existing embankments 
Trial embankment 
Construction monitoring 
Key considerations 
10.16. Case study 2 - Effect of desiccation cracks on modulus 
10.17. Summary 
Chapter 11 – Subgrades 
11.1. Introduction 
11.2. Sampling survey 
11.3. Subgrade considerations 
Site investigation vs construction requirements 
11.4. Analytical proof of subgrade depth 
Boussinesq analysis 
Finite element analysis 
Hertz contact mechanics 
11.5. Proof rolling for subgrade assessment 
Tyred equipment for proof rolling tests 
Rollers for proof rolling tests 
11.6. Rail track permissible pressure on the formation 
11.7. Case study - Subgrades for heavy loads 
11.8. Summary 
Chapter 12 – Improved Subgrades 
12.1. Introduction 
12.2. Remove and replace 
Design basis for remove and replace 
12.3. In-situ stabilisation 
Lime stabilisation 
Cement stabilisation 
Soil stabilisation with bitumen 
12.4. Geosynthetics 
Geotextiles for separation and reinforcement 
Establishing geotextile strength class 
Geotextile strength class for horizontal and vertical placement 
Establishing geotextile strength class adjacent to walls and slopes 
Geotextile overlap 
Geogrids for subgrade improvement 
Bearing capacity factors using geotextiles 
Modulus improvements with geosynthetic inclusions 
Geotextiles as a soil filter 
12.5. Working platforms 
Subgrade testing 
BR470 design considerations 
Adjacent to a slope 
Platform maintenance 
Track bearing pressure 
Platform material 
Design alternative using geotextiles
12.6. Case study 1 - Adjacent to a creek 
12.7. Case study 2 - Dredged sand subgrade over very soft clays
Approach
Track pressure loads
Geotechnical parameters 
Risk based analysis
Acceptable displacement criterion 
Allowable stress criterion 
Analysis summary 
Proof rolling deflections 
12.8. Case study 3 – Lime stabilisation and a reinforced soil slope 
12.9. Summary 
Chapter 13 – Design Considerations
13.1. Introduction
13.2. Embankment considerations 
13.3. Factors of safety for slopes 
Factors of safety for new and existing slopes
13.4. Probability of failure
13.5. Stable slope batters
13.6. Embankment foundations
13.7. Foundation movements
Immediate to total settlements
Free surface movements for light buildings
Free surface movements for road pavements
Tolerable deflection for proof rolling
Rail track deformations
Road surface movements on compressible soils
Differential settlement of reinforced soil structures
13.8. Design value – risk based
13.9. Typical CBR values
13.10. Applying CBR values 
13.11. Design interface with hydraulics
13.12. Case study 1 – Back-analysis of a failed slope
13.13. Case study 2 – Design detailing and analysis input
13.14. Summary
Chapter 14 – Construction Considerations
14.1. Introduction
14.2. Quality control
14.3. Specifications 
Characteristic values 
Frequency of testing
Specification development
Effect of climate and geology
Effect of traffic
14.4. Blending
14.5. Rock specifications for roadway embankment fills
14.6. Rock durability 
14.7. Ballast grading 
14.8. Backfill 
14.9. Observation and instrumentation 
14.10. The zero air voids line
14.11. Compaction specifications
14.12. Non-density quality control
14.13. Case study 1 – Uneven rock surface
14.14. Case study 2 – Earthworks tender considerations 
14.15. Case study 3 – Spatial variation and blending
14.16. Summary 
Abbreviations 
References 
Standards publications 
Other publications 
Additional reading

Biography

Burt G. Look has 40 years professional engineering experience with his early years in structural and civil works before specialising in geotechnics. He obtained his postgraduate degree from Imperial College, London in soil mechanics and engineering seismology. His PhD was obtained from The University of Queensland through part time studies, while working at Queensland Main Roads.

He has been a consulting geotechnical engineer for most of his career, and most recently a senior principal and director at FSG – Geotechnics and Foundations. He was previously the Global Geotechnical Practice Leader in SKM (now Jacobs), and the Global Geotechnical Group leader at Aurecon. Burt is the 2014 Queensland Professional Engineer of the year and the Australian Geomechanics Society (AGS) Practitioner 2018 – a biennial award. He was awarded the Medal of the Order of Australia (OAM) in 2020.

He is widely recognised in the areas of earthworks, expansive clays, landslides, risk assessment and site characterisation. He has been a technical advisor and expert witness in these areas. Burt developed and presented "Earthworks"- a course for practicing engineers, and over 1,000 professionals attended to date. Burt has published three geotechnical engineering books and over 90 technical publications focused on industry practice developments within Australia.