1st Edition

Electronic Record Keeping Achieving and Maintaining Compliance with 21 CFR Part 11 and 45 CFR Parts 160, 162, and 164

By David Nettleton, Janet Gough Copyright 2004
384 Pages 2 B/W Illustrations
by CRC Press

The current revolution in software, and the regulations that have evolved to address it, have increasingly caused companies to turn to off-the-shelf software for electronic record keeping. Data captured in computerized systems must be as reliable, if not more so, than data on paper. Electronic Record Keeping: Achieving Compliance with 21 CFR Part 11 and 45 CFR Parts 160, 162, and 164 explores how... Read more
ELECTRONIC RECORD KEEPING: THE BIG PICTURE
Regulatory Evolution
The Electronic Revolution
Compliance Requirements
General Basis for Electronic Records
Security, Data Transfer, Operation Checks, Archiving, and Audit Trails

THE REGULATIONS: NOT JUST WHAT THEY SAY, BUT WHAT THEY MEAN
21 CFR Part 11 Electronic Records; Electronic Signatures and 45 CFR Parts 160, 162, and 164 Health Insurance Reform: Security Standards
GOING ELECTRONIC: WHAT YOU NEED TO KNOW AND DO
Software Development and Use: From Then Till Now
The COTS Software Development Life Cycle
Purchasing COTS Software
Developer and User Validation
Operating Environments
IQ/OQ/PQ and CSV
Retrospective Validation

DOCUMENTATION AND TRAINING
The Validation Packet
Validation Documents
System Support Documents
Additional Records
Training

SECURITY, ACCOUNTABILITY, AND CHANGE MANAGEMENT
Managing the System
Security and the People Factor
Ongoing Communication
Managing Passwords: A Keychain
Biometric Keychains
Change Management

AUDITING ELECTRONIC RECORD KEEPING SYSTEMS
Establishing an Audit Function
Establishing the Scope of the Audit and preparing to Audit
Reviewing Binding Regulations and Documentation
Planning the Audit
Conducting the Actual Audit
Evaluating and Reporting Results
Keeping the Audit Function Vital
Auditing and the Regulatory Inspection

MOVING FORWARD
Computer System Validation Committee
Changing Company Cultures
Gap Analysis
Computer System Inventory
Remaining Vigilant

FREQUENTLY ASKED QUESTIONS
Binding Regulations
Software Vendors
Computer System Validation
Electronic Records
Electronic Signatures and Accountability
Security
Systems
Audit Trails
Staying Informed

Biography

David Nettleton